Lockwood Advisors, Inc. (Lockwood), an affiliate of Pershing LLC, has a proud history of leadership and innovation that is firmly grounded in
institutional investment principles and independent, unbiased investment research. With nearly 300 years of combined experience, the team
is dedicated to helping financial institutions and registered investment advisors implement thoughtful, deliberate investment solutions. From
our roots in money manager research, Lockwood has evolved to offer multiple fee-based investment solutions — all grounded in the same
disciplined investment philosophy. Lockwood combines our expertise in capital markets analysis, portfolio construction and money manager
research to build what we believe are comprehensive investment solutions. Our suite of investment solutions includes:

    - Separately managed accounts
    - Flexible mutual fund/exchange-traded fund (ETF) wrap accounts
    - Discretionary unified managed accounts
    - Discretionary mutual fund/ETF wrap accounts

To learn more about Lockwood and our investment solutions, please contact the Business Development Team at (800) 200-3033, option 2.

Notice to Investors Regarding Custodian Account Statements: You are encouraged to read the statements that you receive from the custodian and compare the information on those statements to any report on your account that you may receive from Lockwood. If you require additional information about the content of a report on your account that you may receive from us, please contact our Service Desk at (800) 200-3033, option 3.

©2012 Lockwood Advisors, Inc. Lockwood Advisors, Inc. (Lockwood) is an SEC Registered Investment Adviser and an affiliate of Pershing LLC, each subsidiaries of The Bank of New York Mellon Corporation. Pershing LLC, member FINRA, NYSE, SIPC. SEC registration neither implies nor asserts the SEC or any state securities authority has approved or endorsed Lockwood or the contents of this disclosure. In addition, SEC registration does not carry any official imprimatur or indication Lockwood has attained a particular level of skill or ability. Trademarks belong to their respective owners.


Lockwood Advisors, Inc.
760 Moore Road
King of Prussia, PA 19406
(800) 200-3033


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Copyright © 1998-2012 Lockwood Advisors, Inc. All rights reserved.
© 2012 Pershing LLC. All rights reserved.
Pershing LLC is a subsidiary of The Bank of New York Mellon Corporation.
Pershing LLC, member FINRA, NYSE, SIPC.
Trademarks belong to their respective owners.