Lockwood Advisors, Inc. (Lockwood) is an investment adviser registered in the United States under the Investment Advisers Act of 1940, an affiliate of Pershing LLC and a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Pershing LLC, member FINRA , NYSE , SIPC . Trademarks belong to their respective owners. This site provides information for investment professionals. It is not intended for use by the general public.